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Revised Guidelines on the Management of Legionnaires Disease in Ireland, 2008

Chapter 8: Investigation of Legionnaires Disease Cases

8.1 Introduction

8.2 Response to a single (sporadic) case of Legionnaires disease

8.2.1 Community-acquired case - single case

8.2.2 Travel-associated cases

8.2.3 Nosocomial infection

8.2.4 Summary

8.3 Investigating an outbreak of Legionnaires disease

8.3.1 Epidemiological investigation

8.3.2 Microbiological investigation

8.3.3 Environmental investigation

8.3.4 Public relations

8.3.5 Overview of the activities of the outbreak management team

8.3.6 Investigation of sources

8.3.7 Site survey

8.4 Emergency control measures

8.4.1 Thermal disinfection

8.4.2 Chemical disinfection

8.5 Outbreak report

8.6 Post-outbreak routine monitoring

8.2 Response to a single (sporadic) case of Legionnaires disease

As part of the epidemiological investigation, five key steps should be taken following the diagnosis (clinically and microbiologically) of a single case of probable or confirmed Legionnaires disease including:

  • Confirm the diagnosis
  • Identify potential sources of infection
  • Report the case to the appropriate MOH who in turn reports to HPSC
  • Search for links with other cases
  • Investigate possible sources of infection.

Confirm the diagnosis For the purposes of surveillance and public health action, the clinical diagnosis of Legionnaires disease should be supported by confirmed or probable microbiological evidence of recent Legionella infection (see Chapter 1, Section 1.7). When the clinical and microbiological evidence is consistent with a diagnosis of Legionnaires disease both the attending physician and director of the microbiology laboratory should notify details immediately to the relevant department of public health (MOH). The department of public health should then liaise with the environmental health department and other relevant agencies to ensure timely, appropriate and thorough investigation. Identify potential sources of infection

For each confirmed or probable case of Legionnaires disease, the patients movements during the incubation period should be recorded. It is essential to detail the patients movement accurately to facilitate identification of possible sources of infection. Although the incubation period in Legionnaires disease is between two to ten days, given that the exact onset of an illness is not always certain, enquiries should be made for the two weeks before the onset of illness.

Patient risk factors for Legionnaires disease e.g. immunosupression treatment, diseases associated with impaired immune response should be specifically enquired about and recorded.

Details of the patients movement in the two week period prior to the onset of illness including full address of places of residence/over night stays, places of work, places of leisure and travel details should be obtained. Exposure to any recognised potential environmental sources of Legionella should also be specifically asked about and recorded including:
  • Water systems incorporating a cooling tower
  • Water systems incorporating an evaporative condenser
  • Hot and cold water systems
  • Spa pools
  • Natural thermal springs and their distribution systems
  • Respiratory and other therapy equipment
  • Humidifiers
  • Dental chair unit waterlines
  • Fountains/sprinklers
  • Water cooled machine tools
  • Vehicle washes
  • Potting compost/soil in warmer climates

Other plants and systems containing water which is likely to exceed 200C and which may release a spray or aerosol (i.e. a spray of droplets and/or droplet nuclei) during operation or when being maintained.

A diary (Checklist 5) of every place the patient has visited for the two weeks prior to onset of illness should be filled out by the patient (or surrogate if too ill). The list of potential environmental sources and locations in Checklist 6 can be used to maximise the likelihood of identifying possible risk sources

Report the case

On receipt of the notification the MOH should report the case to HPSC using the specific Legionnaires disease surveillance form (Appendix J) or CIDR where relevant. Even where details are incomplete, cases should be reported. The completed details should be provided as they become available. Where travel-associated, HPSC will inform EWGLINET as appropriate.
Where a place of work is a potential source of infection for a case, this should be brought to the attention of the HSA as a matter of priority by the department of public health/MOH in the relevant area

Search for link with other cases

The MOH and HPSC will check for links with other cases based on infectious disease notifications to the area, HPSC, local hospitals, neighbouring HSE areas or EWGLINET for linked cases in other countries.

Investigate possible sources of infection

The key to the investigation of Legionnaires disease is in the detailed enquiry of the cases exposure to potential environmental sources of Legionella in the two weeks prior to the onset of symptoms.

8.2.1 Community-acquired case - single case

Legionella are widespread in the environment. Aerosols containing the organism can be dispersed into the atmosphere and travel distances of up to 500 metres from their source.145 If the patient has a history of exposure to a recognised potential source of Legionella infection outside of hospital or a domestic premises, examination of the maintenance records of these systems including water systems should be requested by the department of public health in consultation with the environmental health officer, consultant microbiologist and where relevant, other agencies such as the HSA.

With the diagnosis of a confirmed/probable case sampling of potential environmental sources to which the patient was exposed should be carried out based on a risk assessment. Pending results of the sampling, and subsequently when sample results are available, steps may need to be taken to prevent risk to others and to identify other cases - possibly undiagnosed.

For all locations where water is the potential source, the water system risk assessment should be reviewed, maintenance records checked and a search made for other cases. Any deficiencies identified by the risk assessment should be remedied as soon as possible. Interim measures may need to be put in place until these remedial measures are fully in place. If precautionary disinfection of parts of the water systems is considered necessary this should only be undertaken after taking relevant samples. The latter should be done as a matter of urgency.

In addition, if the patients place of work is a potential source of infection, the co-operation of management or the relevant occupational health department, if appropriate, should be sought to identify recent levels of sick leave or respiratory symptoms among the workforce to identify other potential cases.

If the patient lives in a nursing home/residential home/institutional setting, the water systems should be assessed as above. As part of the search to identify other cases, checks should be made about unexplained respiratory symptoms among other residents, current and past. The time period to review should be informed by the likely duration of any identified potential source of infection including water system deficiency.

Water under pressure as found in spa pools, fountains, sprinklers, etc. is a recognised source of Legionnaires disease. Large outbreaks have been associated with pools on display as well as in use.146 If a patient reports exposure to such sources, as part of the control measures the maintenance requirements and records for that source should be reviewed to ensure they comply with published guidelines e.g. those for spa pools

Internationally, potting compost is a recognised source of L. longbeachae and has been associated with cases of Legionnaires disease, particularly in Australia.

Domestic premises A proportion of sporadic cases of Legionnaires disease may be residentially acquired.147 This is more likely to occur if a patient uses for example a shower after it has been out of use for some time e.g. a week or more. Testing for Legionella in domestic water systems can be crucial, as can molecular typing, when more than one environmental source is identified.

8.2.2 Travel-associated cases

A case is defined as travel-associated if the patient spent one or more nights away from home, in the ten days prior to the onset of symptoms, in accommodation used for commercial or leisure purposes e.g. hotels, holiday apartments, ships, campsites, etc. Where such stays were abroad, HPSC should forward the details to EWGLINET to facilitate the identification of clusters and risk locations.
Where the travel or leisure premises is in Ireland, arrangements should be made to sample potential environmental sources. At a minimum, arrangements should be made to assess the premises, inspect maintenance records, sample as indicated and initiate/recommend protective measures. The relevant department of public health should ensure that the accommodation site receives the checklist from the EWGLI guidelines on travel-associated Legionnaires disease that outlines good practice for minimising the risk of Legionella infection (Appendix H).

Legionnaires disease can occur up to ten days after the patient returns to their own home. Exposure could be linked to this domestic source rather than the leisure/commercial accommodation. A travel history is not sufficient to imply causation. Isolation of Legionella from the patients home of the same type as that isolated from the patient suggests infection at home rather than travel related.

8.2.3 Nosocomial infection

Investigation is essential for every case of nosocomial Legionnaires disease. This is particularly urgent, given the vulnerability of other patients, where it cannot be excluded as having been acquired in hospital (see definitions Chapter 1, Section 1.7).

When a confirmed or probable case of nosocomial Legionnaires disease is identified an investigation team should convene with the relevant consultant microbiologist as chair, or if relevant a CPHM. The team should consist of infection control personnel from the hospital, at least one senior physician, senior hospital engineer, senior hospital management representative, a CPHM, PEHO and others as appropriate e.g. occupational health staff.

The team should identify and address investigation, control and prevention measures.

The risk assessment for control of Legionella in water systems, including water supplies for general use and display, water therapies and respiratory therapy equipment, and maintenance records should be reviewed. Samples should be taken.
Potential environmental sources are listed in Chapter 1, Section 1.3. Of particular relevance in the hospital setting are the hot and cold water distribution system, wet spray cooling water systems, showers or spray washing equipment, drainage systems and taps, spa pools, whirl pool baths or therapy pools, respiratory therapy equipment, clinical humidifiers, humidifiers in ventilation systems, cooling coils in air conditioning systems, fountains, ornamental water features and sprinklers.

Any deficiencies identified by the risk assessment should be remedied as soon as possible. Interim measures may need to be put in place to protect patients until these remedial measures are in place. If precautionary disinfection of parts of the water systems is considered justified, this must only be undertaken after any sampling. This latter should be done as a matter of urgency.
Simultaneous to the risk assessment an active case search should be conducted for other nosocomial cases including unexplained pneumonia and respiratory illness among patients or hospital staff. The GPs of in-patients discharged from the suspect units/wards/institution should be contacted to enquire about patients attendance with pneumonia and respiratory illness since hospital discharge. Similarly, for those transferred to other institutions. Occupational health staff should review records of staff absence due to respiratory illness. The investigation team will determine the time period for inclusion.

As with travel-associated and community-acquired case, where the patient did not spend all of the incubation period in the hospital other possible sources of infection must also be investigated. As mentioned earlier in the chapter where more than one environmental source is identified it is important to the investigation that all sources are identified and tested so as to inform control, remedial and preventive actions.

8.2.4 Summary

The investigation of single cases of Legionnaires disease should always be carried out in a systematic and methodical way (Figure 9). Single cases may be the first reported case in an outbreak or may be truly sporadic. Examination of the potential environmental sources of infection for these single cases can highlight problems that might otherwise remain undetected and possibly contribute to the occurrences of further cases.

8.3 Investigating an outbreak of Legionnaires disease

An outbreak can be defined as two or more cases of Legionnaires disease associated with the same geographical location or probable source during the preceding six months. An outline of the outbreak investigation procedure is shown in Figure 10.
A multidisciplinary outbreak management team (OMT) should be convened by the relevant director of public health. The team should include representatives from the following groups:

  • Microbiologist
  • Physician
  • PEHO
  • CPHM
  • Representative of senior management where appropriate
  • Infection control nurse where appropriate
  • HPSC where appropriate
  • Internal health and safety personnel where appropriate
  • Engineer where appropriate
  • Press officer where appropriate
  • Occupational health where appropriate
  • And other personnel considered appropriate.

As for any outbreak advance arrangements should be in place for:

  • Contact numbers of all OMT personnel (and designates)
  • Logistical backup - clerical/administrative, communications, headquarters etc.
  • Sampling equipment
  • Meteorological data acquisition
  • On-call provision for staff
  • Appropriate laboratory facilities should be available
  • Liaison with other authorities - local authorities, HSA, etc.
  • Liaison with GPs, hospital clinicians, adjacent HSE areas if appropriate

8.3.1 Epidemiological investigation

The CPHM should ensure that the appropriate epidemiological investigations are carried out which will include interviewing cases (or their proxies), case finding (active and passive) and appropriate epidemiological studies.

When a potential source(s) is identified in particular settings, the check for additional cases by the CPHM will include interviews with relevant management and staff about recent illness history and staff absenteeism.

When the potential source is in a geographical location rather than setting, the CPHM will use a multiple of sources e.g. GPs, A&E etc in the search for additional cases.

8.3.2 Microbiological investigation

Clinical samples for microbiological confirmation of infection in suspected cases should be obtained, likewise for environmental samples. Sampling should be carried out by a competent person and microbiological analysis, should preferably be carried out by a laboratory that is accredited for the detection of Legionella species from clinical and environmental samples and capable of recognition of Legionella species and serogroups. A microbiologist experienced in the microbiology of, detection of, and ecology of Legionella species should interpret the clinical and environmental laboratory findings.

8.3.3 Environmental investigation

The PEHO or accredited commercial company should ensure that the appropriate environmental investigations are carried out including identification of potential sites, early visiting of any identified implicated site and sampling as appropriate.

8.3.4 Public relations

Arrangements should be made by the press officer to keep members of the press informed as appropriate. The OMT should agree press releases.

8.3.5 Overview of the activities of the OMT

The OMT has responsibility for overseeing the investigation of potential sources of infection, including site surveys and environmental sampling, emergency control measures, recommending long term control measures and ensuring a system for post-outbreak routine monitoring.

8.3.6 Investigation of sources

The initial aim in any outbreak investigation must be to identify quickly the potential sources, to sample them and then render them safe either by precautionary disinfection and cleaning or by disabling the equipment until it has been shown to be safe.
All relevant information should be passed to the OMT as soon as possible and continuous contact should be maintained between investigating personnel and the OMT during the outbreak.

All potential sites of infection should be identified. Pending identification of potential sources, environmental health officers should carry out a door-to-door survey of non-domestic property (likely to have "high-risk" plant) in the suspect areas to ensure against the possibility of "high-risk" plant being in operation without the knowledge of the OMT. A survey of local cooling towers should be carried out. High-risk plants should be visited, inspected visually and water samples obtained. Owners or occupiers having responsibility for the plant should be requested to provide relevant documentation and take appropriate steps to ensure that their plant is not likely to be a source of legionnaires' disease.

An early visit to any implicated site(s) is essential. The investigation should include the engineering, microbiological and environmental aspects of implicated sources.

8.3.7 Site survey

This should consist of an analysis of the operational, structural and facility elements. Survey of the design and maintenance of any water system must be detailed enough to enable valid decisions to be made about the risk to health and control measures to be taken. It should identify sources of Legionella on the premises, points of entry of Legionella and any necessary precautionary measures. The site is first examined to establish all systems using water i.e.

  • Systems which contain water at temperatures likely to support the growth of Legionella
  • Areas where growth of Legionella may be expected to be greatest
  • Cross contamination between free-flowing and stagnant water
  • Locations at which the potentially contaminated water can be aerosolised
  • Locations where the aerosol might be released into the environment.

It should be noted that temperatures and disinfection particularly influence the ecology of the water supply. The possibility of alternative sources of Legionella should also be kept in mind.

The route of the water should be followed from its entry into the site to the point where it is used or discharged. If a plan of the system does not exist or is out-of-date one should be prepared showing the locations of:

  • The incoming water supply (mains or private source)
  • All tanks/cisterns, expansion/pressure vessels, booster vessels and pumps
  • Any water softeners, filters or other treatments
  • Any calorifiers/water heaters

The type and nature of materials and fittings (e.g. taps, showers, water closet cisterns, pressure release valves, and pipework) and the kinds of metals, plastics, jointing compounds etc. present

  • Cooling towers or heating circuits
  • Air conditioning systems or humidifiers within the building which are supplied with, and store, water and which may produce aerosols
  • Any other equipment that contains water and could be a potential risk such as spa pools, humidified display cabinets, machine tools, fountains etc.

The adequacy of management control systems and site documentation including written procedures should be assessed. Inspection and maintenance protocols, and plant shut-down and start-up procedures should be examined. Any examination of logbooks of the factory/hotel/hospital water maintenance programme or other maintenance/operation records should include:

  • Dates and times of equipment changes
  • Dates and times of changes in water sources
  • Dates and times of significant changes in routine (intensification in cooling tower use should have been matched by increased disinfection)
  • Sudden water pressure drops
  • Disinfection and dosing history (any water treatment company contacted and questioned).
  • Interviews of management and staff actually involved in maintenance, etc. and taking of statements on:
  • Role and function
  • Rosters
  • Recent illness history
  • Staff absenteeism
  • Training

8.4 Emergency control measures

In addition to the normal operating procedures for Legionella control, there should be a written emergency action plan which identifies responsibilities, contact details, materials to be available, and control measures to be undertaken. This may include identification of persons possibly having been exposed or having visited the risk areas and communication with and notification of relevant parties.

The emergency control measures should be implemented as soon as possible after the outbreak has been recognised. It should include the collection of appropriate samples from pre-selected sampling points before any other actions affecting the water distribution system are undertaken. The next priority is the exclusion of persons from areas of risk (identified by prior risk assessment) and the closure of high-risk items (showers, cooling towers, humidifiers or other as appropriate to the case). Non-essential equipment such as spa pools, fountains and other ornamental features should be shut down until remedial measures are implemented.

Any risk assessment prepared earlier should be reviewed or if none exists, should be undertaken at this stage. This should identify any further emergency control measures to be implemented. The exact choice of measures will depend on the risk assessment and any available epidemiological evidence. The measures will usually involve disinfection of potential sources by high levels of chlorine, chlorine dioxide or other effective oxidising biocides with biofilm-penetrating and anti-protozoan properties, flushing out the distribution system, cleaning of tanks, water heaters, water softeners, etc. and raising the circulating hot water temperature, if this is below 60C.

8.4.1 Thermal disinfection

Hot water systems
Thermal shock treatment for relatively short periods of time has been used effectively as an emergency disinfection procedure for hot water systems that can be implemented quickly without the requirement for particular equipment. Thermal disinfection is carried out by raising the temperature of the water in the calorifier (hot water storage heater) sufficiently (70-80C) so that water at each outlet does not fall below 65C (this should be measured) and circulating this water throughout the system. Each outlet should be flushed sequentially for a minimum of five minutes at 65C or above. The optimal flush time is unknown and may depend on the characteristics of individual water systems and longer flush times may be necessary. Thus the process may be repeated on successive occasions. Appropriate safety procedures should be employed to avoid scalding and generation of aerosols.

It is important to emphasize that for effective thermal disinfection:

The water system must be well insulated

The entire system must be exposed to a temperature of 65C for at least five minutes

Dead legs or unflushed spurs will cause recontamination and will necessitate repeat of the thermal treatment at intervals

The procedure requires sufficient heat capacity in the system and requires considerable energy and manpower resources and is not usually practical for large buildings but may be suitable for smaller systems

Thermal disinfection will not disinfect downstream of thermostatic mixer valves and so is of limited value where such valves are installed. Where thermostatic mixer valves are installed to reduce scalding risks, they must be subjected to a programme of planned maintenance and monitoring.

Following heat shock treatment, tanks and calorifiers should be drained and should be subject to physical cleaning and descaling if necessary. Following cleaning, the water system should be disinfected with high levels of free available chlorine (20-50 mg/litre) or other oxidising biocide. It is important to note that the bactericidal action of free available chlorine is pH sensitive and decreases rapidly at pH values > 7. Thus the pH of the water in the system being treated should be monitored and may need adjustment. At the end of the procedure, samples of water and sediment should be collected at distal outlets of the water system and examined for the presence and density of Legionella bacteria. If the result is unsatisfactory, the procedure must be repeated until documented decontamination is achieved. Following decontamination, microbiological checks must be repeated periodically.

8.4.2 Chemical disinfection

Cold water systems

Emergency control measures for cold water systems include disinfection of tanks and pipe work with high levels of free available chlorine (10-50mg/litre) or other oxidising biocide. This may not be effective if significant amounts of sludge, scale and sediment are present in the system and these may have to be removed by effective

cleaning before effective disinfection can be achieved.

Chemical disinfection requires a good working knowledge of both the chemicals performance characteristics and that of biofilms. For example, chemical disinfection may corrode or damage sensitive equipment attached to the water system e.g. reverse osmosis units; it may not be effective at high temperatures in the hot water system or it may lack biofilm penetration capability. All disinfection is more effective if performed in conjunction with physical cleaning, usually prior to disinfection. In this case, having disinfectant present during cleaning is necessary to reduce the risk of exposure to disturbed biofilm and legionellae. Areas requiring special attention include the high water mark and ballcock assemblies in storage tanks and water softeners or other similar reservoirs.

Cooling towers

Hyperchlorination (>10 ppm) of cooling towers usually requires three treatments plus mechanical cleaning. Higher doses may cause oxidation problems. For distribution systems, circulation of 5 ppm free chlorine for a minimum of three hours is necessary to inactivate free legionellae and the outer layers of biofilm in the system. This will achieve a suitable temporary risk reduction in the system.
The operating temperatures of most cooling towers fall within the optimum range for the rapid proliferation of legionellae, namely 20C to 45C. However, the risk can be mitigated by ensuring that the water temperatures of the water supplying these systems, including storage tanks and pipe work, are maintained below 20C. Where water is required to be held hot for Legionnella control, all outlets should be clearly labelled very hot to avoid accidents.

NOTE

It must be emphasised that these are only interim measures to reduce risk and buy time during which long-term remedial measures should be formulated and implemented. The selection of the long-term remedial measures must be based on a thorough risk assessment combined with any epidemiological information available. Effective long-term control depends on the rigorous adherence to the control measures. The measures will probably be a combination of those described elsewhere in this document. They are likely to require engineering modifications to the existing water systems as well as improvements in monitoring controls, management and staff training.

8.5 Outbreak report

A detailed report on the investigation, its findings and any recommendations should be completed and delivered to relevant people/organisations.

8.6 Post-outbreak routine monitoring

When a source has been identified following an outbreak there is a clear need for monitoring for Legionella thereafter to confirm the long term effectiveness of the control measures and for monitoring of temperatures, colony counts (aerobic heterotrophs), water volumes, and disinfection. Sampling frequency after an outbreak should be site specific and based on the risk assessment and remedial measures enacted. It may initially be as high as weekly then can be gradually reduced to monthly and then perhaps quarterly and so on. Experience shows that buildings that have had a problem frequently have a recurrence if there is a lapse in control measures. Sampling for Legionella should back up other more immediate measures of effectiveness such as the monitoring of temperature or chlorine concentrations. There is no guarantee that Legionella will be eradicated from a water system. A temporary eradication or a reduction in numbers may only be possible.

The selection of long-term remedial measures should also be based on a thorough risk assessment combined with any epidemiological information available. Such measures may require engineering modifications to the existing water systems as well as improvements in monitoring controls, management and staff training. Effective long-term control depends on the rigorous adherence to such control measures. A proper programme of planned maintenance and operational management of all water systems must be instituted. This should include routine checks to ensure work is done in accordance with specifications and to a satisfactory standard. Any programme should be reviewed routinely or when significant changes to routines occur. Maintenance and operational staff must be adequately trained to understand and carry out their responsibilities.

 

 

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